
2019 No. 887 (W. 159)
Social Care, Wales
The Regulated Services (Penalty Notices) (Wales) Regulations 2019
Made 25 April 2019
Laid before the National Assembly for Wales 26 April 2019
Coming into force 1 July 2019
The Welsh Ministers, in exercise of the powers conferred by sections 52(1) and (6) and 187(1) of the Regulation and Inspection of Social Care (Wales) Act 2016 , make the following Regulations :
Title and commencement
1 

(1) The title of these Regulations is the Regulated Services (Penalty Notices) (Wales) Regulations 2019.
(2) These Regulations come into force on 1 July 2019.
Interpretation
2 
In these Regulations—
 “the Act” (“y Ddeddf”) means the Regulation and Inspection of Social Care (Wales) Act 2016;
 “the 2017 Regulations” (“Rheoliadau 2017”) means the Regulated Services (Service Providers and Responsible Individuals) (Wales) Regulations 2017 ;
 “the Adoption Services Regulations” (“y Rheoliadau Gwasanaethau Mabwysiadu”) means the Regulated Adoption Services (Service Providers and Responsible Individuals) (Wales) Regulations 2019 ;
 “the Adult Placement Services Regulations” (“y Rheoliadau Gwasanaethau Lleoli Oedolion”) means the Adult Placement Services (Service Providers and Responsible Individuals) (Wales) Regulations 2019 ;
 “the Advocacy Services Regulations” (“y Rheoliadau Gwasanaethau Eirioli”) means the Regulated Advocacy Services (Service Providers and Responsible Individuals) (Wales) Regulations 2019 ;
 “the Fostering Services Regulations” (“y Rheoliadau Gwasanaethau Maethu”) means the Regulated Fostering Services (Service Providers and Responsible Individuals) (Wales) Regulations 2019 ;
 “the Inspection Ratings Regulations” (“y Rheoliadau Graddau Arolygu”) means the Regulated Services (Inspection Ratings) (Wales) Regulations 2025;
 the Special School Residential Services Regulations (“y Rheoliadau Gwasanaethau Preswyl Ysgolion Arbennig”) means the Special School Residential Services (Service Providers and Responsible Individuals) (Wales) Regulations 2024;
 “offence” (“trosedd”) means a prescribed offence;
 “payment period” (“cyfnod talu”) has the meaning given in regulation 10;
 “penalty notice” (“hysbysiad cosb”) means a penalty notice given pursuant to section 52 of the Act;
 “recipient” (“derbynnydd”) means a person to whom a penalty notice is given in accordance with section 52 of the Act;
 “service provider (“darparwr gwasanaeth”) means a person whose application for registration as provider of a regulated service has been granted under section 7(1) of the Act.
Offences under the Act
3 
An offence committed under section 47 (making false statements) of the Act is prescribed as an offence for the purposes of section 52(1) of that Act. The penalty to be paid is an amount corresponding to two and a half times level 4 on the standard scale .

4 
An offence committed under section 48 (failure to submit an annual return) or 49 (failure to provide information) of the Act is prescribed as an offence for the purposes of section 52(1) of that Act. The penalty to be paid is an amount corresponding to level 4 on the standard scale.
Offences under the 2017 Regulations
5 

(1) The offences under the provisions of the 2017 Regulations listed in the first column of the table in Schedule 1 are prescribed as offences for the purposes of section 52(1) of the Act.
(2) The second column of the table in Schedule 1 contains a description of the prescribed offence.
(3) The amount of the penalty to be paid for each offence is specified in the third column of the table in Schedule 1.
Offences under the Adoption Services Regulations
6 

(1) The offences under the provisions of the Adoption Services Regulations listed in the first column of the table in Schedule 2 are prescribed as offences for the purposes of section 52(1) of the Act.
(2) The second column of the table in Schedule 2 contains a description of the prescribed offence.
(3) The amount of the penalty to be paid for each offence is specified in the third column of the table in Schedule 2.
Offences under the Adult Placement Services Regulations
7 

(1) The offences under the provisions of the Adult Placement Services Regulations listed in the first column of the table in Schedule 3 are prescribed as offences for the purposes of section 52(1) of the Act.
(2) The second column of the table in Schedule 3 contains a description of the prescribed offence.
(3) The amount of the penalty to be paid for each offence is specified in the third column of the table in Schedule 3.
Offences under the Advocacy Services Regulations
8 

(1) The offences under the provisions of the Advocacy Services Regulations listed in the first column of the table in Schedule 4 are prescribed as offences for the purposes of  section 52(1) of the Act.
(2) The second column of the table in Schedule 4 contains a description of the prescribed offence.
(3) The amount of the penalty to be paid for each offence is specified in the third column of the table in Schedule 4.
Offences under the Fostering Services Regulations
9 

(1) The offences under the provisions of the Fostering Services Regulations listed in the first column of the table in Schedule 5 are prescribed as offences for the purposes of section 52(1) of the Act.
(2) The second column of the table in Schedule 5 contains a description of the prescribed offence.
(3) The amount of the penalty to be paid for each offence is specified in the third column of the table in Schedule 5.
Offences under the Inspection Ratings Regulations
9ZA. 

(1) The offence under the provision of the Inspection Ratings Regulations listed in the first column of the table in Schedule 5A is prescribed as an offence for the purposes of section 52(1) of the Act.
(2) The second column of the table in Schedule 5A contains a description of the general nature of the prescribed offence.
(3) The amount of the penalty to be paid for the offence is specified in the third column of the table in Schedule 5A.
Offences under the Special School Residential Services Regulations
9A. 

(1) The offences under the provisions of the Special School Residential Services Regulations listed in the first column of the table in Schedule 6 are prescribed as offences for the purposes of section 52(1) of the Act.
(2) The second column of the table in Schedule 6 contains a description of the general nature of the prescribed offence.
(3) The amount of the penalty to be paid for each offence is specified in the third column of the table in Schedule 6.
Period for payment of the penalty
10 

(1) The time by which the penalty specified in a penalty notice is to be paid is the end of the period of 28 days beginning with the date of receipt of the notice (“payment period”).
(2) Section 184 of the Act  applies to a penalty notice as it applies to a notice required to be given under the Act.
Payment of the penalty
11 

(1) Payment of the penalty specified in a penalty notice must be made to the Welsh Ministers by the method specified in the notice.
(2) In any proceedings a certificate purporting to be signed by or on behalf of the Welsh Ministers stating that payment of a penalty was or was not received by the date specified in the certificate is evidence of the facts stated.
Period during which proceedings may not be instituted
12 
Where a recipient is given a penalty notice, proceedings for the offence to which the notice relates may not be instituted against the recipient before the expiry of the payment period.
Withdrawal of penalty notice
13 

(1) The Welsh Ministers may withdraw a penalty notice by giving written notice of the withdrawal to the recipient if—
(a) the Welsh Ministers determine that—
(i) it ought not to have been given, or
(ii) it ought not to have been given to the person named as the recipient; or
(b) it appears to the Welsh Ministers that the notice contains material errors.
(2) A penalty notice may be withdrawn in accordance with paragraph (1) whether or not the payment period has expired, and whether or not the penalty has been paid.
(3) Where a penalty notice has been withdrawn in accordance with paragraph (1), the Welsh Ministers must repay any amount paid by way of penalty in pursuance of that notice to the person who paid it.
(4) Except as provided in paragraph (5), no proceedings may be instituted or continued against a recipient for the offence to which the penalty notice relates where the notice has been withdrawn in accordance with paragraph (1).
(5) Where a penalty notice has been withdrawn under paragraph (1)(b), proceedings may be instituted or continued for the offence in connection with which that penalty notice was given if a further penalty notice in respect of the offence has been given and the penalty has not been paid before the expiry of the payment period.
Content of penalty notice
14 

(1) A penalty notice must give such details of the circumstances alleged to constitute the offence as seem to the Welsh Ministers to be reasonably required to give the recipient information about it.
(2) A penalty notice must state—
(a) the name and address of the recipient;
(b) the amount of the penalty;
(c) the payment period;
(d) that payment within that period will discharge any liability for the offence;
(e) the period within which proceedings in respect of the offence to which the notice relates will not be brought;
(f) the consequences of the penalty not being paid before the expiry of the period for paying it;
(g) the person to whom and the address at which the penalty may be paid and to which any correspondence about the penalty notice may be sent;
(h) the means by which payment of the penalty may be made;
(i) the grounds on which the penalty notice may be withdrawn.
Records
15 
The Welsh Ministers must keep a record of any penalty notices given, which must include—
(a) a copy of each penalty notice given;
(b) a record of all payments made and the dates upon which they were received;
(c) details of any penalty notice which was withdrawn and the grounds for its withdrawal;
(d) details of whether the recipient was prosecuted for the offence for which the penalty notice was given.
Revocation
16 
The Regulated Services (Penalty Notices) (Wales) Regulations 2017  are revoked.
Julie Morgan

Deputy Minister for Health and Social Services, under authority of the Minister for Health and Social Services, one of the Welsh Ministers

SCHEDULE 1
Prescribed offences – services regulated under the 2017 Regulations

Regulation 5

Provision creating offence General nature of the offence Amount of penalty
Regulation 7(3) and (5) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the statement of purpose An amount corresponding to two and a half times level 4 on the standard scale
Regulation 11(3) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the financial sustainability of the service 
An amount corresponding to level 4 on the standard scale

Regulation 12(1) and (2) of the 2017 Regulations Contravention of, or failure to comply with, requirements to have in place specified policies and procedures An amount corresponding to level 4 on the standard scale
Regulation 19(1), (2) and (3) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information about the service An amount corresponding to two times level 4 on the standard scale
Regulation 20(1) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the provision of a service agreement An amount corresponding to level 4 on the standard scale
Regulation 35(1) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the fitness of staff An amount corresponding to two and a half times level 4 on the standard scale
Regulation 38(1) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information for staff An amount corresponding to two times level 4 on the standard scale
Regulation 59(1), (2) and (3) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to records An amount corresponding to two times level 4 on the standard scale
Regulation 60(1), (2) and (4) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to notifications An amount corresponding to two times level 4 on the standard scale
Regulation 67(1) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager An amount corresponding to two and a half times level 4 on the standard scale
Regulation 74(1) and (2) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources An amount corresponding to two times level 4 on the standard scale
Regulation 75(1) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider An amount corresponding to two times level 4 on the standard scale
Regulation 80(4) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of care review An amount corresponding to two times level 4 on the standard scale
Regulation 81(1) of the 2017 Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of care and support An amount corresponding to two times level 4 on the standard scale
Regulation 84(1) and (3) of the 2017 Regulations Contravention of, or failure to comply with requirements in relation to the responsible individual's duty to make notifications to the service regulator An amount corresponding to two times level 4 on the standard scale
SCHEDULE 2
Prescribed offences – regulated adoption services

Regulation 6

Provision creating offence General nature of the offence Amount of penalty
Regulation 5(3) and (5) of the Adoption Services Regulations Contravention of, or failure to comply with, requirement to give notice of revision to the statement of purpose An amount corresponding to two and a half times level 4 on the standard scale
Regulation 9(3) of the Adoption Services Regulations Contravention of, or failure to comply with, requirement to provide copy accounts 
An amount corresponding to level 4 on the standard scale

Regulation 10(1) of the Adoption Services Regulations Contravention of, or failure to comply with, requirements to have in place specified policies and procedures An amount corresponding to level 4 on the standard scale
Regulation 13(1), (2) and (3) of the Adoption Services Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information about the service An amount corresponding to two times level 4 on the standard scale
Regulation 14(1) of the Adoption Services Regulations Contravention of, or failure to comply with, requirements in relation to the provision of a service agreement An amount corresponding to level 4 on the standard scale
Regulation 23(1) of the Adoption Services Regulations Contravention of, or failure to comply with, requirements in relation to the fitness of staff An amount corresponding to two and a half times level 4 on the standard scale
Regulation 26(1) of the Adoption Services Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information for staff An amount corresponding to two times level 4 on the standard scale
Regulation 30(1) and (2) of the Adoption Services Regulations Contravention of, or failure to comply with, requirements in relation to records An amount corresponding to two times level 4 on the standard scale
Regulation 31(1), (2), (3) and (5) of the Adoption Services Regulations Contravention of, or failure to comply with, requirements in relation to notifications An amount corresponding to two times level 4 on the standard scale
Regulation 36(1) of the Adoption Services Regulations Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager An amount corresponding to two and a half times level 4 on the standard scale

Regulation 43(1) and (2) of the Adoption Services Regulations
 Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources An amount corresponding to two times level 4 on the standard scale
Regulation 44(1) of the Adoption Services Regulations Contravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider An amount corresponding to two times level 4 on the standard scale
Regulation 49(4) of the Adoption Services Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of service review An amount corresponding to two times level 4 on the standard scale
Regulation 50(1) of the Adoption Services Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of support An amount corresponding to two times level 4 on the standard scale
Regulation 53(1) and (3) of the Adoption Services Regulations Contravention of, or failure to comply with requirements in relation to the responsible individual's duty to make notifications to the service regulator An amount corresponding to two times level 4 on the standard scale
SCHEDULE 3
Prescribed offences – adult placement services

Regulation 7

Provision creating offence General nature of the offence Amount of penalty

Regulation 3(3) and (5) of the Adult Placement Services Regulations

 Contravention of, or failure to comply with, requirement to give notice of revision to the statement of purpose An amount corresponding to two and a half times level 4 on the standard scale

Regulation 7(3) of the Adult Placement Services Regulations

 Contravention of, or failure to comply with, requirement to provide copy accounts 
An amount corresponding to level 4 on the standard scale


Regulation 8(1) of the Adult Placement Services Regulations

 Contravention of, or failure to comply with, requirements to have in place specified policies and procedures An amount corresponding to level 4 on the standard scale

Regulation 11(1) of the Adult Placement Services Regulations 
Contravention of, or failure to comply with, requirements in relation to the provision of a carer agreement

 
An amount corresponding to level 4 on the standard scale


Regulation 16(1), (2) and (3) of the Adult Placement Services Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information about the service An amount corresponding to two times level 4 on the standard scale

Regulation 28(1) of the Adult Placement Services
 Regulations Contravention of, or failure to comply with, requirements in relation to the fitness of staff An amount corresponding to two and a half times level 4 on the standard scale

Regulation 31(1) of the Adult Placement Services
Regulations
 Contravention of, or failure to comply with, requirements in relation to the provision of information for staff An amount corresponding to two times level 4 on the standard scale

Regulation 40 (1) and (2) of the Adult Placement Services
Regulations
 Contravention of, or failure to comply with, requirements in relation to records An amount corresponding to two times level 4 on the standard scale
Regulation 41(1) and (3) of the Adult Placement Services Regulations Contravention of, or failure to comply with, requirements in relation to notifications An amount corresponding to two times level 4 on the standard scale

Regulation 46(1) of the Adult Placement Services Regulations
 Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager An amount corresponding to two and a half times level 4 on the standard scale

Regulation 53(1) and (2) of the Adult Placement Services Regulations Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources An amount corresponding to two times level 4 on the standard scale

Regulation 54(1) of the Adult Placement Services
Regulations Contravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider An amount corresponding to two times level 4 on the standard scale

Regulation 59(4) of the Adult Placement Services Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of care review An amount corresponding to two times level 4 on the standard scale
Regulation 60(1) of the Adult Placement Services Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of care and support An amount corresponding to two times level 4 on the standard scale
Regulation 63(1) and (3) of the Adult Placement Services Regulations Contravention of, or failure to comply with requirements in relation to the responsible individual's duty to make notifications to the service regulator An amount corresponding to two times level 4 on the standard scale
SCHEDULE 4
Prescribed offences – regulated advocacy services

Regulation 8

Provision creating offence General nature of the offence Amount of penalty
Regulation 4(3) and (5) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirement to give notice of revision to the statement of purpose An amount corresponding to two and a half times level 4 on the standard scale
Regulation 8(3) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirement to provide copy accounts An amount corresponding to level 4 on the standard scale
Regulation 9(1) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements to have in place specified policies and procedures An amount corresponding to level 4 on the standard scale
Regulation 15(1), (2) and (3) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information about the service An amount corresponding to two times level 4 on the standard scale
Regulation 24(1) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the fitness of staff An amount corresponding to two and a half times level 4 on the standard scale
Regulation 27(1) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information for staff An amount corresponding to two times level 4 on the standard scale
Regulation 31(1) and (2) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to records An amount corresponding to two times level 4 on the standard scale
Regulation 32(1) and (3) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to notifications An amount corresponding to two times level 4 on the standard scale
Regulation 37(1) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager An amount corresponding to two and a half times level 4 on the standard scale

Regulation 44(1) and (2) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources An amount corresponding to two times level 4 on the standard scale
Regulation 45(1) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider An amount corresponding to two times level 4 on the standard scale
Regulation 50(4) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of service review An amount corresponding to two times level 4 on the standard scale
Regulation 51(1) of the Advocacy Services Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of advocacy An amount corresponding to two times level 4 on the standard scale
Regulation 54(1) and (3) of the Advocacy Services Regulations Contravention of, or failure to comply with requirements in relation to the responsible individual's duty to make notifications to the service regulator An amount corresponding to two times level 4 on the standard scale
SCHEDULE 5
Prescribed offences – regulated fostering services

Regulation 9

Provision creating offence General nature of the offence Amount of penalty
Regulation 4(3) of the Fostering Services Regulations Contravention of, or failure to comply with, requirement to give notice of revision to the statement of purpose An amount corresponding to two and a half times level 4 on the standard scale
Regulation 8(3) of the Fostering Services Regulations Contravention of, or failure to comply with, requirement to provide copy accounts 
An amount corresponding to level 4 on the standard scale

Regulation 9(1) of the Fostering Services Regulations Contravention of, or failure to comply with, requirements to have in place specified policies and procedures An amount corresponding to level 4 on the standard scale
Regulation 12(1), (2) and (3) of the Fostering Services Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information about the service An amount corresponding to two times level 4 on the standard scale
Regulation 30(1) of the Fostering Services Regulations Contravention of, or failure to comply with, requirements in relation to the fitness of staff An amount corresponding to two and a half times level 4 on the standard scale
Regulation 33(1) of the Fostering Services Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information for staff An amount corresponding to two times level 4 on the standard scale
Regulation 39(1) and (2) of the Fostering Services Regulations Contravention of, or failure to comply with, requirements in relation to records An amount corresponding to two times level 4 on the standard scale
Regulation 40(1), (2), (3), (4), (5) and (8) of the Fostering Services Regulations Contravention of, or failure to comply with, requirements in relation to notifications An amount corresponding to two times level 4 on the standard scale
Regulation 50(1) of the Fostering Services Regulations Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager An amount corresponding to two and a half times level 4 on the standard scale

Regulation 57(1) and (2) of the Fostering Services Regulations
 Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources An amount corresponding to two times level 4 on the standard scale
Regulation 58(1) of the Fostering Services Regulations Contravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider An amount corresponding to two times level 4 on the standard scale
Regulation 63(4) of the Fostering Services Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of care review An amount corresponding to two times level 4 on the standard scale
Regulation 64(1) of the Fostering Services Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of care and support An amount corresponding to two times level 4 on the standard scale
Regulation 67(1) and (4) of the Fostering Services Regulations Contravention of, or failure to comply with requirements in relation to the responsible individual's duty to make notifications to the Welsh Ministers An amount corresponding to two times level 4 on the standard scale
SCHEDULE 5A
Prescribed offences - inspection ratings
Regulation 9ZA


Provision creating offence General nature of the offence Amount of penalty
Regulation 3(1) and (3) of the Inspection Ratings Regulations Contravention of, or failure to comply with, requirement as to display of inspection ratings An amount corresponding to level 4 on the standard scale
SCHEDULE 6
Prescribed offences - special school residential services
Regulation 9A


Provision creating offence General nature of the offence Amount of penalty
Regulation 3(3) and (5) of the Special School Residential Services Regulations Contravention of, or failure to comply with, requirements in relation to the statement of purpose An amount corresponding to two and a half times level 4 on the standard scale
Regulation 7(3) of the Special School Residential Services Regulations Contravention of, or failure to comply with, requirements in relation to the financial sustainability of the service An amount corresponding to level 4 on the standard scale
Regulation 8(1) and (2) of the Special School Residential Services Regulations Contravention of, or failure to comply with, requirements to have in place specified policies and procedures An amount corresponding to level 4 on the standard scale
Regulation 15(1), (2) and (3) of the Special School Residential Services Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information about the service An amount corresponding to two times level 4 on the standard scale
Regulation 16(1) of the Special School Residential Services Regulations Contravention of, or failure to comply with, requirements in relation to the provision of a service agreement An amount corresponding to level 4 on the standard scale
Regulation 31(1) of the Special School Residential Services Regulations Contravention of, or failure to comply with, requirements in relation to the fitness of staff An amount corresponding to two and a half times level 4 on the standard scale
Regulation 34(1) of the Special School Residential Services Regulations Contravention of, or failure to comply with, requirements in relation to the provision of information for staff An amount corresponding to two times level 4 on the standard scale
Regulation 51(1) and (2) of the Special School Residential Services Regulations Contravention of, or failure to comply with, requirements in relation to records An amount corresponding to two times level 4 on the standard scale
Regulation 52(1), (2) and (4) of the Special School Residential Services Regulations Contravention of, or failure to comply with, requirements in relation to notifications An amount corresponding to two times level 4 on the standard scale
Regulation 58(1) of the Special School Residential Services Regulations Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager An amount corresponding to two and a half times level 4 on the standard scale
Regulation 65(1) and (2) of the Special School Residential Services Regulations Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources An amount corresponding to two times level 4 on the standard scale
Regulation 66(1) of the Special School Residential Services Regulations Contravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider An amount corresponding to two times level 4 on the standard scale
Regulation 71(4) of the Special School Residential Services Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of care review An amount corresponding to two times level 4 on the standard scale
Regulation 72(1) of the Special School Residential Services Regulations Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of care and support An amount corresponding to two times level 4 on the standard scale
Regulation 75(1) and (3) of the Special School Residential Services Regulations Contravention of, or failure to comply with requirements in relation to the responsible individual’s duty to make notifications to the service regulator An amount corresponding to two times level 4 on the standard scale