
2018 No. 1403
Exiting The European Union
Financial Services
The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (revoked)
Made 19th December 2018
Coming into force in accordance with regulation 1(2) and (3)
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PART 1 General
Citation and commencement
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PART 2 Amendment of secondary legislation: European Communities Act 1972
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
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The Data Reporting Services Regulations 2017
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PART 3 Amendment of secondary legislation: European Union (Withdrawal) Act 2018
CHAPTER 1
The Regulated Activities Order
Amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
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CHAPTER 2
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
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Introductory provisions
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Interpretation
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Exempt and third country investment firms
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Algorithmic trading
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Direct electronic access
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Acting as a general clearing member
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Synchronisation of business clocks
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Interpretation of Part 4
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Removal of persons from the management board
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Miscellaneous FCA functions
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Administration and Enforcement of Parts 3, 4 and 5
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CHAPTER 3
The Data Reporting Services Regulations 2017
The Data Reporting Services Regulations 2017
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Introductory provisions
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Authorisation of data reporting services
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Temporary authorisation
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Operating requirements
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Administration and enforcement
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Miscellaneous
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PART 4 Amendment of EU Regulations
CHAPTER 1
Amendment of Markets in Financial Instruments Regulation
Markets in Financial Instruments Regulation
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Subject matter and scope
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Definitions
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Transparency for trading venues
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Transparency for systematic internalisers and investment firms trading OTC
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Transaction reporting
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Derivatives
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Non-discriminatory clearing access for financial instruments
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Supervisory measures on product intervention and positions
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Provision of services and performance of activities by third-country firms following an equivalence decision
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Delegated and implementing acts
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Final provisions
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Professional clients
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Transfer of Functions
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CHAPTER 2
Commission Delegated Regulation 2017/565
Commission Regulation 2017/565
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Application, scope and definitions
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Systematic internalisers
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Algorithmic trading and electronic access
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Organisation requirements
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Conflicts of interest
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Investment research and marketing
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Underwriting and placing
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Information to clients
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Investment Advice
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Best execution
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Eligible counterparties
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Record-keeping
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SME growth market
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Operating obligations for trading venues
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Position reporting in commodity derivatives
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Data provision obligations for data reporting service providers
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Final provisions
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Annexes
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CHAPTER 3
Commission Delegated Regulation 2017/567
Commission Delegated Regulation 2017/567
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Interpretation
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Determining liquid markets for equity instruments
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Data publication obligations for systematic internalisers
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Supervisory measures on product intervention and position management
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