
COMMISSION DELEGATED REGULATION (EU) 2015/63 of 21 October 2014 supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to ex ante contributions to resolution financing arrangements (revoked) 

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SECTION 1
GENERAL PROVISIONS
Subject matter
Article 1 
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Scope
Article 2 
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Definitions
Article 3 
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SECTION 2
METHODOLOGY
Determination of the annual contributions
Article 4 
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Risk adjustment of the basic annual contribution
Article 5 
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Risk pillars and indicators
Article 6 
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Relative weight of each risk pillar and indicator
Article 7 
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Application of the risk indicators in specific cases
Article 8 
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Application of the risk adjustment to the basic annual contribution
Article 9 
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Annual contributions of small institutions
Article 10 
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Annual contributions of institutions covered by Article 45(3) of Directive 2014/59/EU
Article 11 
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New supervised institutions or change of status
Article 12 
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Process for raising annual contributions
Article 13 
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SECTION 3
ADMINISTRATIVE ASPECTS AND PENALTIES
Reporting obligations of institutions
Article 14 
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Obligation of resolution authorities to exchange information
Article 15 
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Reporting obligations of deposit guarantee schemes
Article 16 
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Enforcement
Article 17 
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Administrative penalties and other administrative measures
Article 18 
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SECTION 4
COOPERATION ARRANGEMENTS
Cooperation arrangements
Article 19 
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SECTION 5
FINAL PROVISIONS
Transitional provisions
Article 20 
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Entry into force
Article 21 
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ANNEX I
PROCEDURE FOR THE CALCULATION OF THE ANNUAL CONTRIBUTIONS OF INSTITUTIONS
STEP 1 Calculation of the Raw Indicators 

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STEP 2 Discretization of the Indicators 
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 2. For each raw indicator resulting from Step 1, xij, except for the indicator ‘extent of previous extraordinary public financial support’, the resolution authority shall calculate the number of bins, kij, as the nearest integer to: 

1+log2N+log21+gijσg,

where:

N is the number of institutions, contributing to the resolution financing arrangement, for which the indicator is calculated;

gij=1N∑Nn=1xij,n−x–31N−1∑Nn=1xij,n−x–23∕2;

x–=∑Nn=1xij,nN;

σg=6N−2N+1N+3.
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STEP 3 Rescaling of the Indicators 

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STEP 4 Inclusion of the Assigned Sign 
 1. The resolution authority shall apply the following signs to the indicators: 

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 2. The resolution authority shall apply the following transformation to each rescaled indicator resulting from Step 3, RIij,n, in order to include its sign: 



STEP 5 Calculation of the Composite Indicator 
 1. The resolution authority shall aggregate the indicators i within each pillar j through a weighted arithmetic average by applying the following formula: 

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 2. In order to compute the composite indicator, the resolution authority shall aggregate the pillars j through a weighted geometric average by applying the following formula: 

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 3. The resolution authority shall apply the following transformation in order for the final composite indicator to be defined as taking higher values for institutions with higher risk profiles: 

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STEP 6 Calculation of the Annual Contributions 
 1. The resolution authority shall rescale the final composite indicator resulting from Step 5, FCIn, over the range defined in Article 9 by applying the following formula: 

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where the arguments of the minimum and the maximum functions shall be the values of all institutions, contributing to the resolution financing arrangement, for which the final composite indicator is calculated.
 2. The resolution authority shall compute the annual contribution of each institution n, except in respect of institutions which are subject to Article 10 and except for the lump-sum portion of the contributions of institutions to which Member States apply Article 20(5), as: 

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ANNEX II
DATA TO BE SUBMITTED TO THE RESOLUTION AUTHORITIES

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