
COMMISSION IMPLEMENTING DECISION (EU) 2015/2398 of 17 December 2015 on information and documentation related to an application for a facility located in a third country for inclusion in the  United Kingdom List  of ship recycling facilities (Text with EEA relevance) 

THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Regulation (EU) No 1257/2013 of the European Parliament and of the Council of 20 November 2013 on ship recycling and amending Regulation (EC) No 1013/2006 and Directive 2009/16/EC, and in particular Article 15(3) thereof,
Whereas:

(1) Regulation (EU) No 1257/2013, in particular in its Title III, lays down requirements for ship recycling facilities wishing to recycle ships flying the flag of a Member State of the European Union and thereby applying for inclusion in the European List of ship recycling facilities.

(2) Article 15(2) of Regulation (EU) No 1257/2013 lists information and documentation to be provided by ship recycling companies as part of their application files for ship recycling facilities located in a third country for inclusion on the European List. Furthermore, Article 16(2) lists information to be published in the Official Journal about the ship recycling facility to be included in the European List.

(3) Contrary to other Implementing Acts to be adopted under the Ship Recycling Regulation, there is no directly equivalent template available from the Hong Kong Convention for the safe and environmentally sound recycling of ship of 2009. The format given in Annex therefore comprises relevant extracts from Hong Kong Convention Appendix 5 (‘Document of Authorization of Ship Recycling’ — DASR) and from the relevant IMO guidelines related to ship recycling facilities and adds information and documentation requirements added in the Ship Recycling Regulation (as listed in Articles 15(2) and 16(2) of the Regulation).

(4) Stakeholders were consulted in writing on the contents of the Decision. The Annex takes comments made into account.

(5) The measures provided for in this Decision are in accordance with the opinion of the Ship Recycling Regulation Committee established under Article 25 of Regulation (EU) No 1257/2013,
HAS ADOPTED THIS DECISION:

Article 1 
The information and documentation required to identify a ship-recycling facility located  outside the United Kingdom  applying for inclusion in the  United Kingdom
                    List  of ship recycling facilities shall be submitted in the format provided in the Annex.
Article 2 
This Decision shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
Done at Brussels, 17 December 2015.
For the Commission
The President
Jean-Claude JUNCKER
ANNEX
PART 1
Identification of the ship recycling facility

Name of ship recycling facility 
Distinctive Recycling Company identity No. 
Full address of ship recycling facility 
Primary contact person 
Phone number 
Email address 
Name, address, and contact information of ownership company 
Working language(s) 

PART 2
Additional information

Method(s) of recycling 
Type(s) of ships that can be recycled 
Procedure for approval of the ship recycling plan 
Number of employees 
Maximum ship recycling output achieved on a given year in the past 10 years (in LDT) 
Description of the ship recycling facility (layout, waterdepth, accessibility, etc.) 






Heavy equipment
Heavy-lifting machines e.g. Jib crane: 60 tonnes
e.g. Mobile crane: 35 tonnes × 1, 27 tonnes × 1
e.g. Hydraulic backhoe: SH400, ZX330, SK220, ZX200 with Shear, Magnet
e.g. Hydraulic shear: 600 tonnes × 1
e.g. Weight bridge: 50 tonnes



Boat e.g. Gross tonnage: 5 tonnes, Power: 240 HP
Shear e.g. Capacity: 600 tonnes


Other equipment
O2 supply e.g. Liquid O2 supply system: 10 m3
Gas supply e.g. LPG bottles
Compressed air 
Fire extinguishers e.g. Portable fire extinguisher capacity
Waste oil treatment e.g. Oil water separation tankTank capacity: abt. 20 tonnes
Wastes storage e.g. Container for asbestos: 2
Incinerator(s) e.g. none
Electric power supply e.g. Substation


Location of the facility
Division and classification of the location e.g. urbanisation control area
Area of the facility (in sqm) 
Area of pavement 
Peripheral environment e.g. factories: former quarry, two marinas in the vicinity, vulnerable environmental zones
e.g. Housing: private houses at the entrance and 200 m from entrance



Workers' certificates/licences
Certificate/licence Number of personnel/qualifications

1) Manager of asbestos handling
 

2) Manager of PCB handling
 

3) Designated chemicals handling
 

4) Asbestos handling class
 



5) Gas cutting
 



6) Welding
 

7) Zinc handling
 

8) Lifting
 



9) Heavy lift machines
 


10) Seafarer
 

11) Diver
 

12) Removal of Hazardous Materials
(Material A) 
(Material B) 
(Material C) 
(Material D) 
(Material E) 
(Material F) 
(Material G) 
(Material H) 
(Material I) 
(Material J) 
(Material K) 



PART 3
Identification of the permit, license and authorisation granted by the competent authority/-ies to conduct ship recycling
As per Article 15(2)(a) of Regulation (EU) No 1257/2013 of the European Parliament and of the Council of 20 November 2013 on ship recycling, the ship recycling company shall provide a copy of the document(s) issued by its competent authorities to conduct the ship recycling and, where relevant, the permit, license or authorisation granted by the competent authorities to all its contractors and sub-contractors directly involved in the process of ship recycling.

Permit, license or authorisation document(s) attached to the application file:


Name of the document Country of issuance Issuing Competent Authority Issued on (date) Valid until (date or indefinite) Beneficiary entity
     
     
     
     
     
     


PART 4
Capability and limitations of the ship recycling facility
4.1. Ship recycling capacity 

The ship recycling facility is authorised to accept a ship for recycling subject to the following size limitations:


Maximum capacity of ship to be recycled Other limitations
DWT  
GT  
LDT  
Length  
Breadth  
Width  
Depth  

4.2. Safe and environmentally sound management of hazardous materials 

The ship recycling facility is authorised to accept a ship for recycling that contains hazardous materials as specified in the following table subject to the conditions noted below:


Management of hazardous materials Descriptions of the management steps
 1) Asbestos
 RemovalStorageWaste treatment
Management of hazardous materials Descriptions of the management steps
 2) Ozone-depleting substances
 RemovalStorageWaste treatment
Heavy metals:
3)) Tinorganic anti-fouling compounds and system
4)) Cadmium and Cadmium Compounds
5)) Hexavalent Chromium and Hexavalent Chromium Compounds
6)) Lead and Lead Compounds
7)) Mercury and Mercury Compounds RemovalStorageWaste treatment
Flame retardants:
8)) Polybrominated Diphenyl Ethers (PBDEs)
9)) Hexabromocyclododecane (HBCDD)
10)) Polybrominated Biphenyl (PBBs) RemovalStorageWaste treatment
 11) Radioactive substances
 RemovalStorageWaste treatment
Management of hazardous materials Descriptions of the management steps
Other Persistent Organic Pollutants (POPs)
12)) Polychlorinated biphenyls (PCB)
13)) Perfluorooctane sulfonic acid (PFOS)
14)) Polychlorinated Napthalenes (more than 3 chlorine atoms)
15)) Certain Short-Chain Chlorinated Paraffins (SCCP) (Alkanes, C10-C13, chloro) RemovalStorageWaste treatment
 16) Hazardous liquids, residues and sediments
 RemovalStorageWaste treatment
 17) Paints and coatings that are highly flammable and/or lead to toxic release
 RemovalStorageWaste treatment
 18) Other Hazardous Materials not listed above and that are not part of the ship structure (specify)
 RemovalStorageWaste treatment



PART 5
Statement concerning the recycling of  United Kingdom shipsRECYCLING OF UNITED KINGDOM SHIPS 

Hereby, (name) …, on behalf of …(company) …(hereafter ‘the company’) confirms that the company will accept  United Kingdom ships  for recycling only in accordance with the requirements laid out in Regulation (EU) No 1257/2013 of the European Parliament and of the Council of 20 November 2013 on ship recycling. Furthermore, the company will:
((a)) prior to any recycling of the ship:

— send the ship recycling plan, approved by the competent authority according to the procedure applicable, to the ship owner and the administration or a recognised organisation authorised by it;
— report to the administration that the ship recycling facility is ready in every respect to start the recycling of the ship;
((b)) when the total or partial recycling of a ship is completed in accordance with this Regulation, within 14 days of the date of the total or partial recycling in accordance with the ship recycling plan, send a statement of completion to the administration which issued the ready for recycling certificate for the ship. The statement of completion will include a report on incidents and accidents damaging human health and/or the environment, if any.…
Place … Date …Signature:NB: The statement does not imply that the facility may not accept ships  other than United Kingdom ships.

PART 6
Statement concerning waste recovery and disposal operationsWASTE RECOVERY AND DISPOSAL OPERATIONS 

Further to the 2009 Hong Kong International Convention for the Safe and Environmentally Sound Recycling of Ships, Regulation (EU) No 1257/2013 of the European Parliament and of the Council on ship recycling aims to prevent, reduce, minimise and, to the extent practicable, eliminate accidents, injuries and other adverse effects on human health and the environment caused by ship recycling. Article 15(5) of the Regulation requires that the ship recycling company must be able to demonstrate that the waste management facility which receives the waste will be operated in accordance with human health and environmental protection standards that are broadly equivalent to  relevant standards set down in international law and direct EU legislation.

Hereby, (name) …, on behalf of …(company) …(hereafter ‘the company’) confirms to the best of its knowledge that the waste management facility or facilities receiving the waste from the ship recycling facility is (are):


((a)) authorised by its competent national authorities to deal with the waste it receives;
((b)) operated in accordance with human health and environmental protection standards that are broadly equivalent to relevant standards set down in international law and direct EU legislation;

Along with this statement, the company provides a copy of all relevant documents obtained by the waste management facility or facilities (see Part 2).


Place … Date …

Signature:

PART 7
Ship Recycling Facility PlanSHIP RECYCLING FACILITY PLAN 

In accordance with Article 15(2)(g) of Regulation (EU) No 1257/2013 of the European Parliament and of the Council on ship recycling of 20 November 2013, the ship recycling company is required to confirm that it has adopted a ship recycling facility plan, taking into account the relevant IMO guidelines.

I (name) …, declare that a Ship Recycling Facility Plan was adopted by (company) …. A copy of the Ship Recycling Facility Plan is attached to the application file.


Place … Date …

Signature:

PART 8
Safe-for-hot work and Safe-for-entry criteria
As per Article 15(2)(d), the ship recycling company provides evidence that the ship recycling facility is capable of establishing, maintaining and monitoring of the safe-for-hot work and safe-for-entry criteria throughout the ship recycling process.


 Evidence attached to the application file
Safe-for-hot work 
Safe-for-entry conditions 

