
2009 No. 534
Financial Services And Markets
The Financial Services and Markets Act 2000 (Controllers) Regulations 2009 (revoked)
Made 9th March 2009
Laid before Parliament 10th March 2009
Coming into force 21st March 2009
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Citation and commencement
1 
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Interpretation
2 
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Amendments to the Financial Services and Markets Act 2000
3 
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4 
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5 
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6 
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7 
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Transitional arrangements for notices
8 
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Repeal and revocation
9 
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SCHEDULE 1
Regulation 3
“
Notices of acquisitions of control over UK authorised persons
Obligation to notify the Authority: acquisitions of control
178. 
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Requirements for section 178 notices
179. 
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Acknowledgment of receipt
180. 
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Acquiring control and other changes of holding
Acquiring control
181. 
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Increasing control
182. 
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Reducing or ceasing to have control
183. 
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Disregarded holdings
184. 
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Assessment procedure
Assessment: general
185. 
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Assessment criteria
186. 
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Approval with conditions
187. 
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Assessment: consultation with EC competent authorities
188. 
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Assessment: Procedure
189. 
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Requests for further information
190. 
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Duration of approval
191. 
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Enforcement procedures
Objection by the Authority
191A. 
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Restriction notices
191B. 
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Orders for sale of shares
191C. 
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Notice of reductions of control of UK authorised persons
Obligation to notify the Authority: dispositions of control
191D. 
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Requirements for notices under section 191D
191E. 
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Offences
Offences under this Part
191F. 
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Interpretation
Interpretation
191G. 
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SCHEDULE 2
Regulation 5
“
CHAPTER 1A
CONTROL OVER RECOGNISED INVESTMENT EXCHANGE
Notices of acquisitions of control over recognised investment exchanges
Obligation to notify the Authority: acquisitions of control
301A. 
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Requirements for section 301A notices
301B. 
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Acknowledgment of receipt
301C. 
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Acquiring and increasing control
Acquiring and increasing control
301D. 
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Disregarded holdings
301E. 
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Assessment procedure
Assessment: general
301F. 
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Assessment: Procedure
301G. 
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Duration of approval
301H. 
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Enforcement procedures
Objections by the Authority
301I. 
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Restriction notices
301J. 
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Orders for sale of shares
301K. 
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Offences
Offences under this Chapter
301L. 
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Interpretation
Interpretation
301M. 
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SCHEDULE 3
Regulation 7
“
Controller
422. 
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Disregarded holdings
422A. 
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