
2003 No. 1476
FINANCIAL SERVICES AND MARKETS
The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 (revoked)
Approved by Parliament
Made 5th June 2003
Laid before Parliament 5th June 2003
Coming into force in accordance with article 1
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PART 1 GENERAL
Citation, commencement and interpretation
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PART 2 AMENDMENTS TO THE PRINCIPAL ORDER
Amendments to the principal Order
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Interpretation and general
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Activities—dealing in investments as agent
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Activities—arranging deals in investments
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Activities—managing investments
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Activities—assisting in the administration and performance of a contract of insurance
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Activities—safeguarding and administering
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Activities—advising on investments
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Exclusions applying to several activities
10 
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Further exclusions in connection with activities carried on in relation to contracts of insurance
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Relevant text of the insurance mediation directive
12 
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PART 3 MEMBERS OF THE PROFESSIONS AND APPOINTED REPRESENTATIVES
Register of unauthorised persons carrying on insurance mediation activities
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PART 4 AMENDMENTS TO OTHER INSTRUMENTS MADE UNDER THE ACT
Amendment to the Appointed Representatives Regulations
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Amendment to the Compensation Scheme: Electing Participants Regulations
15 
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Amendment to the Non-Exempt Activities Order
16 
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Misleading statements and practices
17 
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Amendment to the By Way of Business Order
18 
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PART 5 MISCELLANEOUS
Amendment of the threshold conditions
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Amendment of section 49 of the Act
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Controllers of insurance intermediaries
21 
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PART 6 TRANSITIONAL PROVISIONS
Interpretation
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Applications for Part IV permission—general insurance mediation
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Application for approval—general insurance mediation
24 
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Applications for Part IV permission—long-term care insurance mediation
25 
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Application for approval—long-term care insurance mediation
26 
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Modifications and waivers
27 
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