
1 

(1) These Regulations may be cited as the Health and Safety (Fees) Regulations (Northern Ireland) 2012 and shall come into operation on 30th July 2012.
(2) In these Regulations—
 “the 1978 Order” means the Health and Safety at Work (Northern Ireland) Order 1978;
 “employment medical adviser” means an employment medical adviser appointed under Article 48(3) of the 1978 Order ;
 “the Executive” means the Health and Safety Executive for Northern Ireland; and
 “renewal of licence” means the granting of a licence to follow a previous licence of the same kind without any amendment or gap in time.
(3) The Interpretation Act (Northern Ireland) 1954  shall apply to these Regulations as it applies to an Act of the Northern Ireland Assembly.
2 
The fee payable under each provision specified in column 1 of Schedule 1 for the purpose described in the corresponding entry in column 2 shall be that specified in the corresponding entry in column 3 of that Schedule.
3 
Notwithstanding the provisions of section 4 of the Petroleum (Consolidation) Act (Northern Ireland) 1929  or section 1(4) of the Petroleum (Transfer of Licences) Act (Northern Ireland) 1937 , the fees specified in Schedule 1 shall be payable for any petroleum-spirit licence first having effect or any transfer or renewal of a licence first taking effect on or after the date of the coming into operation of these Regulations irrespective of the date of the application for that licence, transfer or renewal.
4 

(1) A fee shall be payable to the Executive by an employer in respect of a medical examination or medical surveillance of each of that employer's employees by an employment medical adviser for the purposes of any provision specified in column 1 of Schedule 2.
(2) The fee payable under paragraph (1) shall be a basic fee for each examination or on each occasion when the surveillance is carried out together with additional fees for X-rays and laboratory tests where these are taken or carried out in connection with the examination or surveillance.
(3) For the purposes of paragraph (2), in the case of an examination or surveillance carried out for the purposes of a provision specified in column 1 of Schedule 2—
(a) the basic fee shall be the amount specified in column 3 of that Schedule for that provision;
(b) the additional fee for X-rays shall be the amount specified in column 4 of that Schedule for that provision and shall cover all X-rays taken in connection with any one examination or any one occasion when surveillance is carried out;
(c) the additional fee for laboratory tests shall be the amount specified in column 5 of that Schedule for that provision and shall cover all such tests carried out in connection with any one examination or any one occasion when surveillance is carried out.
(4) Where an employment medical adviser carries out a medical examination of a self-employed person for the purposes of the Control of Asbestos Regulations (Northern Ireland) 2012 , that self-employed person shall pay fees to the Executive ascertained in accordance with paragraphs (2) and (3).
5 

(1) Fees shall be payable in accordance with paragraph (2) by an employer to the Executive in respect of medical surveillance of any of that employer's employees by an employment medical adviser for the purposes of the Control of Lead at Work Regulations (Northern Ireland) 2003 .
(2) The fee payable for each item described in column 1 of Schedule 3 shall be that specified in the corresponding entry in column 2 of that Schedule.
6 

(1) A fee shall be payable by the applicant to the Executive on each application for a licence under the Control of Asbestos Regulations (Northern Ireland) 2012 (“the 2012 Regulations”).
(2) The fee payable on application for a licence described in column 1 of Table 1 in Schedule 4 shall be that specified in column 2 of that Table.
(3) Where the Executive refuses to grant an applicant a licence under the 2012 Regulations and offers to reassess whether to grant the application if shortcomings leading to the refusal are remedied, a fee shall be payable by the applicant to the Executive in respect of any such reassessment.
(4) The fee payable for the reassessment referred to in paragraph (3) shall be that specified in column 1 of Table 2 in Schedule 4.
(5) Where the Executive amends a licence granted under the 2012 Regulations and the amendment relates to a condition or the duration of the licence, a fee shall be payable to the Executive by the licensee.
(6) The fee payable under paragraph (5) shall be that specified in column 2 of Table 2 in Schedule 4.
(7) Where the Executive replaces a lost licence granted under the 2012 Regulations or amends a licence granted under those Regulations for reasons other than those referred to in paragraph (5), a fee shall be payable to the Executive by the licensee.
(8) The fee payable under paragraph (7) shall be that specified in column 3 of Table 2 in Schedule 4.
7 

(1) A fee shall be payable by the applicant to the Executive on each application for approval of a scheme or programme for examination of containers under the Freight Containers (Safety Convention) Regulations (Northern Ireland) 1992 .
(2) The fee payable on application for the approval described in column 1 of Schedule 5 shall be that specified in column 2 of that Schedule.
8 

(1) The fee specified in column 2 of Schedule 6 shall be payable by a notifier  or applicant to the competent authority on each such notification or application under the  2015  Regulations as is referred to in the corresponding entry in column 1 of that Schedule.
(2) No fee shall be returned to a notifier where the notifier withdraws a notification under regulation 17 of the 2015 Regulations or the competent authority returns a notification under regulation 24(6) of the 2015 Regulations.
(3) In this regulation, “the 2015 Regulations” means the Genetically Modified Organisms (Contained Use) Regulations (Northern Ireland) 2015 and “notifier” and “competent authority” have the same meaning as in those Regulations.
9 

(1) A fee shall be payable to the Executive by the person referred to in column 2 of Schedule 7 for the performance by the Executive of such functions conferred on the Executive as are specified in column 1 of that Schedule.
(2) A fee shall be payable to the Executive by an operator or owner who has prepared a current safety case pursuant to the 2007 Regulations  or the 2016 Regulations for the performance by or on behalf of the Executive, or by an inspector appointed by it, of any function conferred on the Executive or the inspector by the 1978 Order which relates to the enforcement of any of the relevant statutory provisions against one or more than one of the following—
(a) that operator or owner in relation to the installation to which the current safety case relates; or
(b) a contractor in relation to any work carried out by that contractor on or in connection with that installation.
(3) In this regulation, regulation 11 and Schedule 7—
 “the 2007 Regulations” means the Offshore Installations (Safety Case) Regulations (Northern Ireland) 2007 and “the 2016 Regulations” means the Offshore Installations (Offshore Safety Directive) (Safety Case etc) Regulations (Northern Ireland) 2016;
 “installation”, “current safety case”, “safety case” and “owner”, in a case concerning the 2007 Regulations have the same meanings as in those Regulations or in a case concerning the 2016 Regulations, have the same meanings as in the 2016 Regulations;
 “operator”—
(a) in a case concerning the 2007 Regulations has the meaning—
(i) in the case of the dismantling of a fixed installation under regulation 11 of those Regulations, given in regulation 11(4) of those Regulations;
(ii) in any other case, given in regulation 2(1) of those Regulations in relation to a production installation;
(b) in a case concerning the 2016 Regulations, has the meaning given in those Regulations; and
 “competent authority” has the meaning given in the 2016 Regulations.
10 

(1) A fee shall be payable to the Executive by the person referred to in column 2 of Schedule 8 for the performance by the Executive of such functions conferred on the Executive as are specified in column 1 of that Schedule.
(2) A fee shall be payable to the Executive by a person conveying gas who has prepared a safety case pursuant to the 1997 Regulations or by a network emergency co-ordinator for the performance by or on behalf of the Executive, or by an inspector appointed by it, of any function conferred on the Executive or the inspector by the 1978 Order which relates to the enforcement of any of the relevant statutory provisions against one or other or both of the following—
(a) that person in relation to the network, including a pipeline that it is intended will form part of the network, to which the safety case relates; or
(b) a contractor in relation to work carried out by that contractor on or in connection with that network including work on a pipeline that it is intended will form part of that network;
insofar as such enforcement is for the purpose of protecting persons from risks arising from the manner in which gas is or is to be conveyed or used.
(3) A fee shall be payable to the Executive by a person conveying gas who has prepared a safety case pursuant to the 1997 Regulations and a major accident prevention document pursuant to the Pipelines Safety Regulations (Northern Ireland) 1997  for the performance by or on behalf of the Executive, or by an inspector appointed by it, of any function conferred on the Executive or the inspector by the 1978 Order which relates to the enforcement of any of the relevant statutory provisions against one or other or both of the following—
(a) that person in relation to work relating to a major accident hazard pipeline, including the construction of a pipeline that it is intended will form part of the network, to which the major accident prevention document relates; or
(b) a contractor in relation to work carried out by that contractor relating to a major accident hazard pipeline, including the construction of a pipeline that it is intended will form part of the network, to which the major accident prevention document relates.
(4) For the purposes of this regulation, regulation 11 and Schedule 8—
(a) “the 1997 Regulations” means the Gas Safety (Management) Regulations (Northern Ireland) 1997 , and  “network”,  “network emergency co-ordinator” and  “safety case” have the same meanings as in those Regulations; and
(b) “major accident hazard pipeline” has the same meaning as in the Pipelines Safety Regulations (Northern Ireland) 1997.
11 

(1) Any fee referred to in regulations 9 and 10 shall—
(a) not exceed the sum of the costs reasonably incurred by the Executive for the performance of the function referred to in the respective regulation; and
(b) be payable within 30 days from the date of the invoice that the Executive has sent or given to the person who shall pay that fee, and such invoices shall include a statement of the work done and the costs incurred including the period to which the statement relates.
(2) No fee payable under regulations 9 and 10 shall include any costs connected with any—
(a) criminal investigation or prosecution incurred (in either case) from the date any summons is obtained from a Magistrates' Court; or
(b) appeal pursuant to Article 26 of the 1978 Order (appeal against improvement or prohibition notice) and  rule 102 of Schedule 1 to the Industrial Tribunals and Fair Employment Tribunal (Constitution and Rules of Procedure) Regulations (Northern Ireland) 2020  .
(3) For the purposes of regulation 9 and paragraph (2)(a), an installation shall be treated as being in Northern Ireland if it is in the Northern Irish area within the meaning of Article 1 of the Civil Jurisdiction (Offshore Activities) Order 1987 .
(4) Any reference in regulation 9 to a person who has prepared a current safety case includes a reference to—
(a) a person who shall prepare a safety case, and in that connection as if any reference in that regulation to the installation to which the current safety case relates were a reference to the installation to which the safety case would have related if it had been prepared in accordance with such requirement; and
(b) a person who is treated as having prepared a current safety case by virtue of regulation 2(9) of the 2007 Regulations.
(5) Any reference in regulation 10 to a person who has prepared a safety case includes a reference to a person who shall prepare a safety case, and in that connection as if any reference in that regulation to the network to which the safety case relates were a reference to the network to which the safety case would have related if it had been prepared in accordance with such requirement.
(6) Any reference in regulations 9 and 10 to work carried out by a contractor is a reference to work carried out for the benefit of the person by whom the fees are payable under that regulation by a contractor or a contractor's employees whether pursuant to an agreement or an arrangement which the contractor has made with that person or with another person.
(7) Any reference in regulations 9 and 10 to a function conferred on an inspector by the 1978 Order which relates to enforcement against a person of any of the relevant statutory provisions includes a reference to any function conferred on an inspector by that Order which is exercised for the purpose of carrying into effect those provisions in relation to that person.
12 
Where any fee is to be assessed on the reasonable cost to the Executive of carrying out any work under regulation 11(1) or 11(2) the Executive shall—
(a) on receipt of the application or request, as the case may be, prepare and send to the person making the application or request an estimate of that cost; and
(b) before carrying out the work, obtain confirmation from the person making the application or request that that person wishes the work to be carried out on the basis of that estimate of cost.
12A. 

(1) Subject to paragraph (3), a fee is payable to the Executive by the person referred to in column 2 of Schedule 9 for the performance by the Executive of such functions conferred on it as are specified in column 1 of that Schedule.
(2) Any fee referred to in paragraph (1) is—
(a) not to exceed the sum of the costs reasonably incurred by the Executive for the performance of the function; and
(b) payable within 30 days from the date of the invoice that the Executive has sent or given to the person who shall pay that fee, and such invoices shall include a statement of the work done and the costs incurred, including the period to which the statement relates.
(3) No fee is payable under paragraph (1) for the performance by the Executive of the functions specified in column 1 of Schedule 9 to the extent that, in respect of any such function, a fee is payable or has been paid pursuant to the  Control of Major Accident Hazards Regulations (Northern Ireland) 2015 .
(4) For the purposes of this regulation and Schedule 9, “the 1995 Regulations” means the Borehole Sites and Operations Regulations (Northern Ireland) 1995, and “borehole site” and “operator” have the same meaning as in those Regulations.
13 

(1) Subject to paragraph (2), the Health and Safety (Fees) Regulations (Northern Ireland) 2010   are revoked.
(2) The Regulations referred to in paragraph (1) shall continue to apply in relation to any medical examination or medical surveillance carried out before 30th July 2012 as if these Regulations had not been made.
(3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Sealed with the Official Seal of the Department of Enterprise, Trade and Investment on 27th June 2012.
Jackie Kerr

A senior officer of the
Department of Enterprise, Trade and Investment

SCHEDULE 1

Regulation 2

Column 1 Column 2 Column 3
Provision under which a fee is payable Purpose of application Fee
Petroleum (Consolidation) Act (Northern Ireland) 1929 (1929 c. 13)  
Section 4 Licence to keep petroleum-spirit of a quantity— 
(see notes 1 and 2)
 not exceeding 2,500 litres £42 for each year of licence
 exceeding 2,500 litres but not exceeding 50,000 litres £58 for each year of licence
 exceeding 50,000 litres £120 for each year of licence
Petroleum (Transfer of Licences) Act (Northern Ireland) 1937 (1937 c.4)  
Section 1(4) Transfer of petroleum-spirit licence £8
Notes:
1. In the case of a solid substance for which by virtue of an order made under section 19 of the Petroleum (Consolidation) Act (Northern Ireland) 1929 a licence is required, the fee payable under this Schedule shall be calculated as if one kilogram of the substance were equivalent to one litre.
2. The fee payable for a licence of more or less than one year's duration shall be the fee set out above increased or decreased, as the case may be, proportionately according to the duration of the period for which the licence is granted or renewed.
SCHEDULE 2

Regulation 4

Column 1 Column 2 Column 3 Column 4 Column 5
Provision Reference Basic Fee Fee for X-Rays Fee for Laboratory tests
(a) Regulation 10 of the Work in Compressed Air Regulations (Northern Ireland) 2004 S. R. 2004 No. 241 £71 £73 £42
(b) Regulation 22 of the Control of Asbestos Regulations (Northern Ireland) 2012 S. R. 2012 No. 179 £71 £73 £42
(c) Regulation 11 of the Control of Substances Hazardous to Health Regulations (Northern Ireland) 2003 S.R. 2003 No. 34 £71 £73 £42
(d) Regulation 25 of the Ionising Radiations Regulations (Northern Ireland) 2017 S.R. 2017 No. 229 
£38 where surveillance is confined to examination of, and making entries in, records.
£71 in other cases
 £73 £42
SCHEDULE 3

Regulation 5

Column 1 Column 2
Item Fee
(a) On the first assessment of an employee (including any clinical medical examination and laboratory tests in connection with the assessment) £71
(b) On each subsequent assessment of an employee— 
 (i) for laboratory tests where these are carried out £42
 (ii) for a clinical medical examination where this is carried out £42
SCHEDULE 4

Regulation 6
Column 1 Column 2
Subject matter of licence Fee
Licence for work with asbestos or renewal of (original) licence £3,236
Column 1 Column 2 Column 3
Fee for re-assessment of licence application Fee for amendment of condition, or duration, of licence Fee for other amendment, or replacement, of a licence
£741 £741 £80
SCHEDULE 5

Regulation 7

Column 1 Column 2
Subject matter of approval Fee
Approval of scheme or programme for examination of freight containers £94
SCHEDULE 6

Regulation 8

Column 1 Column 2
Description Fee
(a)  Notification of premises to be used for contained use for the first time under regulation 9(2) £472
 
(b)  Notification of class 2 contained use under regulation 10(2) £943
 
(c)  Notification of premises to be used for contained use for the first time under regulation 9(2) at the same time as notification of class 2 contained use under regulation 10(2) £943
 
(d)  Notification of class 3 contained use under regulation 11(2) £1,022
 
(e)  Notification of premises to be used for contained use for the first time under regulation 9(2) at the same time as notification of class 3 contained use under regulation 11(2) £1,022
 
(f)  Notification of class 4 contained use under regulation 11(2) £1,178
 
(g)  Notification of premises to be used for contained use for the first time under regulation 9(2) at the same time as notification of class 4 contained use under regulation 11(2) £1,178
 
(h)  Notification of contained use under regulation 12(2) £943
 
(i)  Notification of premises to be used for contained use for the first time under regulation 9(2) at the same time as notification of contained use under regulation 12(2) £943
 
(j)  Notification of a change or new information affecting risks under regulation 15(1) £706
 
(k) Application for the written agreement of the competent authority under regulation  19(2)  where the application is made after a notification has been submitted pursuant to regulation  9(2), 10(2), 11(2) or 12(2) £706
SCHEDULE 7

Regulation 9

Column 1 Column 2
Function Person by whom fee is payable
Assessing a design notification (sent to the Executive pursuant to regulation 6(1) or 9(1) of the 2007 Regulations) for the purpose of deciding whether to raise matters relating to health and safety and raising such matters The operator or owner who sent the design notification to the Executive pursuant to that provision
Assessing a relocation notification (sent to the Executive pursuant to regulation 6(2) of the 2007 Regulations) for the purpose of deciding whether to raise matters relating to health and safety and raising such matters The operator who sent the relocation notification to the Executive pursuant to that provision
Assessing a safety case or a revision to a current safety case (sent to the Executive pursuant to any provision of the 2007 Regulations) for the purpose of deciding whether to accept that safety case or revision and accepting any such safety case or revision The operator or owner who sent the safety case or revision to the Executive pursuant to that provision
Providing advice with respect to the preparation of a safety case or a revision to a current safety case which is proposed to be sent to the Executive pursuant to any provision of the 2007 Regulations The operator or owner who has requested that advice
Assessing whether to grant an exemption pursuant to regulation 23 of the 2007 Regulations and granting any such exemption 
The operator or owner who has requested the exemption

Assessing a design notification (sent to the competent authority pursuant to regulation 15(1) or 19(1) of the 2016 Regulations) for the purpose of deciding whether to raise matters relating to health and safety and raising such matters  The operator or owner who sent the design notification to the competent authority pursuant to that provision
Assessing a relocation notification (sent to the competent authority pursuant to regulation 15(3) of the 2016 Regulations) for the purpose of deciding whether to raise matters relating to health and safety and raising such matters The operator who sent the relocation notification to the competent authority pursuant to that provision
Assessing a safety case or a revision to a current safety case (sent to the competent authority pursuant to any provision of the 2016 Regulations) for the purpose of deciding whether to accept that safety case or revision and accepting any such safety case or revision The operator or owner who sent the safety case or revision to the competent authority pursuant to that provision
Providing advice with respect to the preparation of a safety case or a revision to a current safety case which is proposed to be sent to the competent authority pursuant to any provision of the 2016 Regulations The operator or owner who has requested that advice
Assessing whether to grant an exemption pursuant to regulation 35 of the 2016 Regulations and granting any such exemption The operator or owner who has requested the exemption
SCHEDULE 8

Regulation 10

Column 1 Column 2
Function Person by whom fee is payable
Assessing a safety case or a revision of a safety case (sent to the Executive pursuant to any provision of the 1997 Regulations) for the purpose of deciding whether to accept that safety case or revision, and accepting any such safety case or revision The person conveying gas, the person intending to convey gas or the network emergency co-ordinator who has prepared the safety case or revision pursuant to that provision
Providing advice with respect to the preparation of a safety case or revision to a safety case which is proposed to be sent to the Executive pursuant to any provision of the 1997 Regulations The person conveying gas, the person intending to convey gas or the network co-ordinator who has requested that advice
Assessing whether to grant an exemption pursuant to regulation 11 of the 1997 Regulations The operator or owner who has requested the exemption
SCHEDULE 9
Regulation 12A


Column 1 Column 2
Function Person by whom fee is payable
Assessing a notification sent to the Executive pursuant to regulation 6(1) of the 1995 Regulations for the purpose of deciding whether to raise matters relating to health and safety and raising such matters The operator of a borehole site
Assessing a notification sent to the Executive pursuant to regulation 6(2) of the 1995 Regulations for the purpose of deciding whether to raise matters relating to health and safety and raising such matters The operator of a borehole site
Assessing a notification sent to the Executive pursuant to regulation 6(3) of the 1995 Regulations for the purpose of deciding whether to raise matters relating to health and safety and raising such matters The person entitled to drill the borehole
Assessing a notification sent to the Executive pursuant to regulation 6(4) of the 1995 Regulations for the purpose of deciding whether to raise matters relating to health and safety and raising such matters The operator of a borehole site
Assessing a notification sent to the Executive pursuant to regulation 6(5) of the 1995 Regulations for the purpose of deciding whether to raise matters relating to health and safety and raising such matters The operator of a borehole site or, in the case of particulars previously notified under regulation 6(3) of the 1995 Regulations, the person entitled to drill the borehole