
1 
These Regulations may be cited as the The Financial Services and Markets Act 2000 Own-initiative Power) (Overseas Regulators) Regulations 2001 and come into force on the day on which section 19 of the Act comes into force.
2 

(1) The kind of regulator to which paragraph (2) applies is prescribed for the purposes of section  55Q(1)  of the Act.
(2) This paragraph applies to a regulator who exercises—
(a) a function corresponding to any function of the  FCA, the PRA or the Bank of England  under the Act;
(b) a function corresponding to any function exercised by the  FCA  under Part VI of the Act (official listing);
(c) a function corresponding to any function exercised by the Secretary of State under  the Companies Act 2006; or
(d) a function in connection with—
(i) the investigation of conduct of the kind prohibited by Part V of the Criminal Justice Act 1993 (insider dealing); or
(ii) the enforcement of rules (whether or not having the force of law) relating to such conduct.
3 
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Tony McNulty
Graham Stringer
Two of the Lords Commissioners of Her Majesty’s Treasury
