
Article 1 

1. A settlement internaliser shall use the template set out in Annex I to this Regulation when it reports to the competent authority in accordance with the first subparagraph of Article 9(1) of Regulation (EU) No 909/2014. That report shall be submitted within 10 working days from the end of each quarter of a calendar year.The first report under the first subparagraph shall be submitted within 10 working days from the end of the first quarter following 10 March 2019.
2. The competent authority shall use the template set out in Annex I to this Regulation when it transmits to European Securities and Markets Authority (ESMA) the information received under the first subparagraph of Article 9(1) of Regulation (EU) No 909/2014. That information shall be transmitted within five working days from the date of receipt of each report referred to in paragraph 1 of this Article.
3. The template set out in Annex I shall be completed in accordance with the instructions set out in Annex II.
4. The competent authority shall use the template set out in Annex III when it informs ESMA of any potential risk resulting from internalised settlement activity. Information on any potential risk resulting from internalised settlement activity shall be submitted within 30 working days from the end of each quarter of a calendar year. The competent authority shall complete that template in accordance with the instructions set out in Annex IV.
5. The information referred to in paragraphs 1, 2 and 4 shall be provided in a machine readable format.
Article 2 
This Regulation shall enter into force on 10 March 2019.
This Regulation shall be binding in its entirety and directly applicable in all Member States.Done at Brussels, 11 November 2016.
For the Commission
The President
Jean-Claude JUNCKER
ANNEX I

Internalised Settlement
Settlement Internaliser Information
 C0010
Country code R0010 
Reporting timestamp R0020 
Reporting period R0030 
LEI R0040 
Name of person responsible R0050 
Function of person responsible R0060 
Phone number R0070 
Email address R0080 
 Aggregate Rate
Settled Failed Total Failed
Volume Value (EUR) Volume Value (EUR) Volume Value (EUR) Volume % Value %
C0020 C0030 C0040 C0050 C0060 C0070 C0080 C0090
Overall total R0090        
Financial instruments         
Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU of the European Parliament and of the Council R0100        
Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU R0110        
Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU R0120        
Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU R0130        
Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU R0140        
Units in collective investment undertakings, other than exchange-traded funds R0150        
Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU R0160        
Emission allowances R0170        
Other financial instruments R0180        
Type of transactions         
Purchase or sale of securities R0190        
Collateral management operations R0200        
Securities lending and securities borrowing R0210        
Repurchase transactions R0220        
Other securities transactions R0230        
Type of client         
Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU R0240        
Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU R0250        
Cash Transfers         
Total Cash Transfers R0260        
Each Issuer CSD Information
 C0100
Issuer CSD identifier R0270 
Issuer CSD country code R0280 
 Aggregate Rate
Settled Failed Total Settled Failed Failed
Volume Value (EUR) Volume Value (EUR) Volume Value (EUR) Volume % Value %
C0110 C0120 C0130 C0140 C0150 C0160 C0170 C0180
Overall total R0290        
Financial instruments         
Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU R0300        
Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU R0310        
Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU R0320        
Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU R0330        
Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU R0340        
Units in collective investment undertakings other than ETFs R0350        
Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU R0360        
Emission allowances R0370        
Other financial instruments R0380        
Type of transactions         
Purchase or sale of securities R0390        
Collateral management operations R0400        
Securities lending and securities borrowing R0410        
Repurchase transactions R0420        
Other securities transactions R0430        
Type of client         
Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU R0440        
Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU R0450        
Cash Transfers         
Total Cash Transfers R0460        

ANNEX II

The ‘Cell Reference’ column of the table below identifies the items to be reported by identifying the columns and lines as showed in the template in Annex I. Information in columns C0100-C0180, as well as in Rows R0270-R0460 shall be reported for each issuer CSD.
Information in columns C0020, C0040, C0060, C0110, C0130 and C0150 for aggregated volumes shall be reported as a whole number expressed using up to 20 numerical characters without decimal places.
Information in columns C0030, C0050, C0070, C0120, C0140 and C0160 for aggregate values shall be reported as a value expressed using up to 20 numerical characters including decimals. The decimal mark is not counted as a numerical character and at least one character before and two characters after the decimal mark shall be populated. A full stop shall be used as the decimal mark.
Information in columns C0080, C0090, C00170 and C00180 for rates shall be reported as a percentage value up to two decimal places.
Where no activity needs to be reported, information in columns C0020-C0090 and C0110-C0180 shall be completed with a zero value.

No. Cell Reference Item Instruction
1 C0010, R0010 Country code Identify the ISO 3166 2 character code of the place of establishment of the settlement internaliser.
2 C0010, R0020 Reporting timestamp For reporting from the settlement internaliser to the competent authority, identify the ISO 8601 in UTC time format (YYYY-MM-DDThh:mm:ssZ) code of the date when the report from the settlement internaliser to the competent authority is made.For reporting from the competent authority to ESMA, identify the ISO 8601 in UTC time format (YYYY-MM-DDThh:mm:ssZ) code of the date when the report from the competent authority to ESMA is made.
3 C0010, R0030 Reporting period Identify the ISO 8601 (YYYY-MM-DD) code of the date identifying the last day of the reporting period.
4 C0010, R0040 Settlement internaliser identifier Insert identification code of the settlement internaliser, using a Legal Entity Identifier (LEI).
5 C0010, R0050 Name of person responsible For reporting from the settlement internaliser to the competent authority, indicate the name of the person responsible for the report at the settlement internaliser.For reporting from the competent authority to ESMA, the name of the liaison at the competent authority.
6 C0010, R0060 Function of person responsible For reporting from the settlement internaliser to the competent authority, the function of the person responsible for the report at the settlement internaliser.For reporting from the competent authority to ESMA, the function of the liaison at the competent authority.
7 C0010, R0070 Phone number For reporting from the settlement internaliser to the competent authority, the phone number of the person responsible for the report at the settlement internaliser.For reporting from the competent authority to ESMA, the phone number of the liaison at the competent authority.
8 C0010, R0080 Email address For reporting from the settlement internaliser to the competent authority, the email address of the person responsible for the report at the settlement internaliser.For reporting from the competent authority to ESMA, the email address of the liaison at the competent authority.
9 C0100, R0270 Issuer CSD identifier Insert identification code of the CSD, using an LEI.If information on the issuer CSD is not available the first two characters of the ISIN codes shall be used.
10 C0100, R0280 Issuer CSD Country Code Identify the ISO 3166 2 character code of the place of establishment of the issuer CSD.
11 C0020, R0090C0110, R0290 Overall total Aggregated volume of internalised settlement instructions settled by the settlement internaliser during the period covered by the report.
12 C0030, R0090C0120, R0290 Overall total Aggregated value, expressed in euros, of internalised settlement instructions settled during the period covered by the report.
13 C0040, R0090C0130, R0290 Overall total Aggregated volume of failed internalised settlement instructions during the period covered by the report
14 C0050, R0090C0140, R0290 Overall total Aggregated value, expressed in euros, of failed internalised settlement instructions during the period covered by the report
15 C0060, R0090C0150, R0290 Overall total Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions during the period covered by the report.
16 C0070, R0090C0160, R0290 Overall total Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions during the period covered by the report.
17 C0080, R0090C0170, R0290 Overall total The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions during the period covered by the report.
18 C0090, R0090C0180, R0290 Overall total The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions during the period covered by the report.
19 C0020, R0100C0110, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
20 C0030, R0100C0120, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
21 C0040, R0100C0130, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report
22 C0050, R0100C0140, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report
23 C0060, R0100C0150, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
24 C0070, R0100C0160, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
25 C0080, R0100C0170, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
26 C0090, R0100C0180, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
27 C0020, R0110C0110, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
28 C0030, R0110C0120, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
29 C0040, R0110C0130, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
30 C0050, R0110C0140, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
31 C0060, R0110C0150, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
32 C0070, R0110C0160, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
33 C0080, R0110C0170, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
34 C0090, R0110C0180, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
35 C0020, R0120C0110, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
36 C0030, R0120C0120, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
37 C0040, R0120C0130, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
38 C0050, R0120C0140, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
39 C0060, R0120C0150, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
40 C0070, R0120C0160, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
41 C0080, R0120C0170, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
42 C0090, R0120C0180, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
43 C0020, R0130C0110, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
44 C0030, R0130C0120, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
45 C0040, R0130C0130, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report
46 C0050, R0130C0140, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report
47 C0060, R0130C0150, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
48 C0070, R0130C0160, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
49 C0080, R0130C0170, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
50 C0090, R0130C0180, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
51 C0020, R0140C0110, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
52 C0030, R0140C0120, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
53 C0040, R0140C0130, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
54 C0050, R0140C0140, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
55 C0060, R0140C0150, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
56 C0070, R0140C0160, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
57 C0080, R0140C0170, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
58 C0090, R0140C0180, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
59 C0020, R0150C0110, R0350 Units in collective investment undertakings, other than ETFs Aggregated volume of internalised settlement instructions settled for units in collective investment undertakings, other than ETFs by the settlement internaliser during the period covered by the report.
60 C0030, R0150C0120, R0350 Units in collective investment undertakings, other than ETFs Aggregated value, expressed in euros, of internalised settlement instructions settled in units in collective investment undertakings, other than ETFs during the period covered by the report.
61 C0040, R0150C0130, R0350 Units in collective investment undertakings, other than ETFs Aggregated volume of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
62 C0050, R0150C0140, R0350 Units in collective investment undertakings, other than ETFs Aggregated value, expressed in euros, of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
63 C0060, R0150C0150, R0350 Units in collective investment undertakings, other than ETFs Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
64 C0070, R0150C0160, R0350 Units in collective investment undertakings, other than ETFs Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
65 C0080, R0150C0170, R0350 Units in collective investment undertakings, other than ETFs The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
66 C0090, R0150C0180, R0350 Units in collective investment undertakings, other than ETFs The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
67 C0020, R0160C0110, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
68 C0030, R0160C0120, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
69 C0040, R0160C0130, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report
70 C0050, R0160C0140, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
71 C0060, R0160C0150, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
72 C0070, R0160C0160, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
73 C0080, R0160C0170, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
74 C0090, R0160C0180, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
75 C0020, R0170C0110, R0370 Emission allowances Aggregated volume of internalised settlement instructions settled in emission allowances by the settlement internaliser during the period covered by the report.
76 C0030, R0170C0120, R0370 Emission allowances Aggregated value, expressed in euros, of internalised settlement instructions settled in emission allowances during the period covered by the report.
77 C0040, R0170C0130, R0370 Emission allowances Aggregated volume of failed internalised settlement instructions in emission allowances during the period covered by the report
78 C0050, R0170C0140, R0370 Emission allowances Aggregated value, expressed in euros, of failed internalised settlement instructions in emission allowances during the period covered by the report
79 C0060, R0170C0150, R0370 Emission allowances Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in emission allowances during the period covered by the report.
80 C0070, R0170C0160, R0370 Emission allowances Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report.
81 C0080, R0170C0170, R0370 Emission allowances The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report.
82 C0090, R0170C0180, R0370 Emission allowances The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report.
83 C0020, R0180C0110, R0380 Other financial instruments Aggregated volume of internalised settlement instructions settled in other financial instruments by the settlement internaliser during the period covered by the report.
84 C0030, R0180C0120, R0380 Other financial instruments Aggregated value, expressed in euros, of internalised settlement instructions settled in other financial instruments during the period covered by the report.
85 C0040, R0180C0130, R0380 Other financial instruments Aggregated volume of failed internalised settlement instructions in other financial instruments during the period covered by the report
86 C0050, R0180C0140, R0380 Other financial instruments Aggregated value, expressed in euros, of failed internalised settlement instructions in other financial instruments during the period covered by the report
87 C0060, R0180C0150, R0380 Other financial instruments Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in other financial instruments during the period covered by the report.
88 C0070, R0180C0160, R0380 Other financial instruments Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report.
89 C0080, R0180C0170, R0380 Other financial instruments The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report.
90 C0090, R0180C0180, R0380 Other financial instruments The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report.
91 C0020, R0190C0110, R0390 Purchase or sale of securities Aggregated volume of internalised settlement instructions settled for purchase or sale of securities by the settlement internaliser during the period covered by the report.
92 C0030, R0190C0120, R0390 Purchase or sale of securities Aggregated value, expressed in euros, of internalised settlement instructions settled for the purchase or sale of securities during the period covered by the report.
93 C0040, R0190C0130, R0390 Purchase or sale of securities Aggregated volume of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report
94 C0050, R0190C0140, R0390 Purchase or sale of securities Aggregated value, expressed in euros, of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report
95 C0060, R0190C0150, R0390 Purchase or sale of securities Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.
96 C0070, R0190C0160, R0390 Purchase or sale of securities Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.
97 C0080, R0190C0170, R0390 Purchase or sale of securities The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.
98 C0090, R0190C0180, R0390 Purchase or sale of securities The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.
99 C0020, R0200C0110, R0400 Collateral management operations Aggregated volume of internalised settlement instructions settled for the collateral management operations by the settlement internaliser during the period covered by the report.Collateral management operations are defined as:
— Collateral in: COLI;
— Collateral out: COLO;
— Central bank collateral operation: CNCB.
100 C0030, R0200C0120, R0400 Collateral management operations Aggregated value, expressed in euros, of internalised settlement instructions settled for the collateral management operations during the period covered by the report.Collateral management operations are defined as:
— Collateral in: COLI
— Collateral out: COLO
— Central bank collateral operation: CNCB
101 C0040, R0200C0130, R0400 Collateral management operations Aggregated volume of failed internalised settlement instructions for the collateral management operations during the period covered by the report.Collateral management operations are defined as:
— Collateral in: COLI
— Collateral out: COLO
— Central bank collateral operation: CNCB
102 C0050, R0200C0140, R0400 Collateral management operations Aggregated value, expressed in euros, of failed internalised settlement instructions for the collateral management operations during the period covered by the report.Collateral management operations are defined as:
— Collateral in: COLI
— Collateral out: COLO
— Central bank collateral operation: CNCB
103 C0060, R0200C0150, R0400 Collateral management operations Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the collateral management operations during the period covered by the report.Collateral management operations are defined as:
— Collateral in: COLI
— Collateral out: COLO
— Central bank collateral operation: CNCB
104 C0070, R0200C0160, R0400 Collateral management operations Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report.Collateral management operations are defined as:
— Collateral in: COLI
— Collateral out: COLO
— Central bank collateral operation: CNCB
105 C0080, R0200C0170, R0400 Collateral management operations The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report.Collateral management operations are defined as:
— Collateral in: COLI
— Collateral out: COLO
— Central bank collateral operation: CNCB
106 C0090, R0200C0180, R0400 Collateral management operations The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report.Collateral management operations are defined as:
— Collateral in: COLI
— Collateral out: COLO
— Central bank collateral operation: CNCB
107 C0020, R0210C0110, R0410 Securities lending and securities borrowing Aggregated volume of internalised settlement instructions settled for the securities lending and securities borrowing by the settlement internaliser during the period covered by the report.
108 C0030, R0210C0120, R0410 Securities lending and securities borrowing Aggregated value, expressed in euros, of internalised settlement instructions settled for the securities lending and securities borrowing during the period covered by the report.
109 C0040, R0210C0130, R0410 Securities lending and securities borrowing Aggregated volume, expressed in euros, of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
110 C0050, R0210C0140, R0410 Securities lending and securities borrowing Aggregated value, expressed in euros, of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
111 C0060, R0210C0150, R0410 Securities lending and securities borrowing Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
112 C0070, R0210C0160, R0410 Securities lending and securities borrowing Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
113 C0080, R0210C0170, R0410 Securities lending and securities borrowing The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
114 C0090, R0210C0180, R0410 Securities lending and securities borrowing The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
115 C0020, R0220C0110, R0420 Repurchase transactions Aggregated volume of internalised settlement instructions settled for the repurchase transactions by the settlement internaliser during the period covered by the report.Repurchase transactions are defined as:
— Repurchase agreement transactions: REPU
— Reverse repurchase agreement transactions: RVPO
— Triparty repurchase agreements: TRPO
— Triparty reverse repurchase agreements: TRVO
— Buy sell back transactions: BSBK
— Sell buy back transactions: SBBK
116 C0030, R0220C0120, R0420 Repurchase transactions Aggregated value, expressed in euros, of internalised settlement instructions settled for the repurchase transactions during the period covered by the report.Repurchase transactions are defined as:
— Repurchase agreement transactions: REPU
— Reverse repurchase agreement transactions: RVPO
— Triparty repurchase agreements: TRPO
— Triparty reverse repurchase agreements: TRVO
— Buy sell back transactions: BSBK
— Sell buy back transactions: SBBK
117 C0040, R0220C0130, R0420 Repurchase transactions Aggregated volume of failed internalised settlement instructions for the repurchase transactions by the settlement internaliser during the period covered by the report.Repurchase transactions are defined as:
— Repurchase agreement transactions: REPU
— Reverse repurchase agreement transactions: RVPO
— Triparty repurchase agreements: TRPO
— Triparty reverse repurchase agreements: TRVO
— Buy sell back transactions: BSBK
— Sell buy back transactions: SBBK
118 C0050, R0220C0140, R0420 Repurchase transactions Aggregated value, expressed in euros, of failed internalised settlement instructions for the repurchase transactions during the period covered by the report.Repurchase transactions are defined as:
— Repurchase agreement transactions: REPU
— Reverse repurchase agreement transactions:RVPO
— Triparty repurchase agreements: TRPO
— Triparty reverse repurchase agreements: TRVO
— Buy sell back transactions: BSBK
— Sell buy back transactions: SBBK
119 C0060, R0220C0150, R0420 Repurchase transactions Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the repurchase transactions during the period covered by the report.Repurchase transactions are defined as:
— Repurchase agreement transactions: REPU
— Reverse repurchase agreement transactions: RVPO
— Triparty repurchase agreements: TRPO
— Triparty reverse repurchase agreements: TRVO
— Buy sell back transactions: BSBK
— Sell buy back transactions: SBBK
120 C0070, R0220C0160, R0420 Repurchase transactions Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report.Repurchase transactions are defined as:
— Repurchase agreement transactions: REPU
— Reverse repurchase agreement transactions: RVPO
— Triparty repurchase agreements: TRPO
— Triparty reverse repurchase agreements: TRVO
— Buy sell back transactions: BSBK
— Sell buy back transactions: SBBK
121 C0080, R0220C0170, R0420 Repurchase transactions The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report.Repurchase transactions are defined as:
— Repurchase agreement transactions: REPU
— Reverse repurchase agreement transactions: RVPO
— Triparty repurchase agreements: TRPO
— Triparty reverse repurchase agreements: TRVO
— Buy sell back transactions: BSBK
— Sell buy back transactions: SBBK
122 C0090, R0220C0180, R0420 Repurchase transactions The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report.Repurchase transactions are defined as:
— Repurchase agreement transactions: REPU
— Reverse repurchase agreement transactions: RVPO
— Triparty repurchase agreements: TRPO
— Triparty reverse repurchase agreements: TRVO
— Buy sell back transactions: BSBK
— Sell buy back transactions: SBBK
123 C0020, R0230C0110, R0430 Other securities transactions Aggregated volume of internalised settlement instructions settled for any other securities transactions by the settlement internaliser during the period covered by the report.
124 C0030, R0230C0120, R0430 Other securities transactions Aggregated value, expressed in euros, of internalised settlement instructions settled for any other securities transactions during the period covered by the report.
125 C0040, R0230C0130, R0430 Other securities transactions Aggregated volume of failed internalised settlement instructions settled for any other securities transactions during the period covered by the report.
126 C0050, R0230C0140, R0430 Other securities transactions Aggregated value, expressed in euros, of failed internalised settlement instructions for any other securities transactions during the period covered by the report.
127 C0060, R0230C0150, R0430 Other securities transactions Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for any other securities transactions during the period covered by the report.
128 C0070, R0230C0160, R0430 Other securities transactions Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report.
129 C0080, R0230C0170, R0430 Other securities transactions The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report.
130 C0090, R0230C0180, R0430 Other securities transactions The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report.
131 C0020, R0240C0110, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
132 C0030, R0240C0120, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
133 C0040, R0240C0130, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
134 C0050, R0240C0140, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
135 C0060, R0240C0150, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
136 C0070, R0240C0160, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
137 C0080, R0240C0170, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
138 C0090, R0240C0180, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
139 C0020, R0250C0110, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
140 C0030, R0250C0120, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
141 C0040, R0250C0130, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
142 C0050, R0250C0140, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
143 C0060, R0250C0150, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
144 C0070, R0250C0160, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and number of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
145 C0080, R0250C0170, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
146 C0090, R0250C0180, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
147 C0020, R0260C0110, R0460 Total cash transfers Aggregated volume of internalised settlement instructions settled for cash transfers by the settlement internaliser during the period covered by the report.
148 C0030, R0260C0120, R0460 Total cash transfers Aggregated value, expressed in euros, of internalised settlement instructions settled for cash transfers during the period covered by the report.
149 C0040, R0260C0130, R0460 Total cash transfers Aggregated volume of failed internalised settlement instructions for cash transfers during the period covered by the report
150 C0050, R0260C0140, R0460 Total cash transfers Aggregated value, expressed in euros, of failed internalised settlement instructions for cash transfers during the period covered by the report
151 C0060, R0260C0150, R0460 Total cash transfers Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for cash transfers during the period covered by the report.
152 C0070, R0260C0160, R0460 Total cash transfers Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report.
153 C0080, R0260C0170, R0460 Total cash transfers The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report.
154 C0090, R0260C0180, R0460 Total cash transfers The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report.
ANNEX III

Potential Risks
Identification of the reporting competent authority
 C0010
Name of the competent authority R0010 
Reporting timestamp R0020 
Reporting period R0030 
Name of the main liaison R0040 
Function of the main liaison R0050 
Phone number of the main liaison R0060 
Email address of the main liaison R0070 
Identification of any potential risks resulting from the internalised settlement activity in the jurisdiction
Identification of any potential risks resulting from the internalised settlement activity in the jurisdiction R0080 
ANNEX IV

The ‘Cell Reference’ column of the table below identifies the items to be reported by identifying the columns and lines as showed in the template in Annex III

No. Cell Reference Item Instruction
1 C0010, R0010 Name of the competent authority. The full name of the competent authority.
2 C0010, R0020 Reporting timestamp Identify the ISO 8601 in UTC time format (YYYY-MM-DDThh:mm:ssZ) code of the date when the report from the competent authority is made.
2 C0010, R0030 Reporting period Identify the ISO 8601 (YYYY-MM-DD) code of the date identifying the last day of the reporting period.
2 C0010, R0040 Name of the main liaison. The main liaison at the competent authority that is responsible for completing the potential risks template.
3 C0010, R0050 Function of the main liaison. The function of the main liaison at the competent authority that is responsible for completing the potential risks template.
4 C0010, R0060 Phone number of the main liaison. The phone number of the main liaison at the competent authority who is responsible for completing the potential risks template.
5 C0010, R0070 Email address of the main liaison. The email address of the main liaison at the competent authority that is responsible for completing the potential risks template.
6 C0010, R0080 Identification of any potential risks resulting from the internalised settlement activity in the jurisdiction. Completed as free text.