
1 
These Regulations may be cited as the Personal Equity Plan (Amendment No. 2) Regulations 2001 and shall come into force on 19th December 2001.
2 
In these Regulations “the principal Regulations” means the Personal Equity Plan Regulations 1989 and “regulation” means a regulation of the principal Regulations.
3 

(1) Amend the principal Regulations as follows.
(2) In regulation 6(2) after sub-paragraph (n) add—“
(o) investments which—
(i) were held under the plan on 28th November 2001,
(ii) on that date were admitted to trading on a recognised stock exchange in an EEA State and were not listed by a competent authority in an EEA State for the purposes of Council Directive 2001/34,
(iii) since that date have not ceased to be so admitted and have not become so listed,
(iv) do not fall within any of the other sub-paragraphs of this paragraph, and
(v) are not investments which, having fallen within any of those sub-paragraphs, have ceased so to fall on or after that date.”
Tony McNulty
John Heppell
Two of the Lords Commissioners of Her Majesty’s Treasury
28th November 2001